; “Office” means the Office of the Securities and Exchange Commission. (Translation) -2- Clause 3. Except as provided by Clause 5, a securities company may use back office service from any service providers

service from any service providers, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code

expanding health care service providers including check-up and occupational health for general clients aimed to enhance the Company’s sustainability growth which involves the next step of expanding scope of

, selection of service providers, and compliance with local rules and regulations. The SEC has therefore instructed CHUO to cooperate with the auditor in providing information and documents and submit the

15 hours of IA training, subject to approval by the SEC. The association will also be responsible for organizing the training;                     (3)  To allow other training providers with courses

include SEC Check First: information on approved service providers and products, SEC Bond Check: information on debt securities, SEC Fund Check: information on mutual funds, and IPO Fact Figure

digital asset service providers to the Ministry of Digital Economy and Society, which has taken action to restrict access to such platform** in order to enhance law enforcement efficiency and to prevent

Businesses B.E. 2561 (2018) prescribes that the granting of approval of digital token portal service providers shall be in accordance with the rules, procedures and conditions as specified in the

The SEC has collaborated with the DGA to integrate the SEC Check First, a mobile application for searching service providers in the capital market under the SEC’s supervision, including products

SEC Secretary-General Ruenvadee Suwanmongkol said: “Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant