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positions while his capital market investment consultant status was also suspended, effective from September 6, 2014. Three capital market investment consultants, namely {B}, {C} and {D} as well as a

version) CAPITAL NOMURA SECURITIES PUBLIC COMPANY LIMITED Finanacial Statements ( 3 record(s) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2019   Company

the share manipulation, and the SEC suspended her investor contact status for two years. (3) {C}, then vice president - securities trading at KTB Securities Co., Ltd., provided a client's trading

assets increased as a result of, in Q2 of 2019, having changes in status of the investment from investment in associated company to other long-term investment, by measuring the fair value of the remaining

and to arrange a special audit on the sources, existence and status of such debts which consequently caused EARTH to apply for business rehabilitation. The results of the special audit must be disclosed