) prohibit securities trading on SET or securities trading center and entering into derivatives contracts on the Derivatives Exchange for the maximum duration as allowed by law

STEC shares for her own benefit. She did sell 91,900 STEC shares on 19 January 2018 and benefited from the sale as well. Woraphant’s acts were deemed securities trading while knowing or possessing and

แผน Portfolio Advisory และ Program Trading ได้ โดยไม่ถือเป็นการประกอบธุรกิจหลักทรัพย์ประเภทจัดการกองทุนส่วนบุคคล หรือผู้จัดการเงินทุนสัญญาซื้อขายล่วงหน้าตามลำดับ ซึ่งหลักเกณฑ์ดังกล่าว มีผลใช้บังคับ

exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance

total amount of 1,286,700 shares using securities trading accounts of Amornrat and Walailuk before UVAN reported the financial statements of the fourth quarter 2017 to SET on 23 February 2018. As a

January - 23 February 2017 before the financial statement year 2016 of ICHI was submitted to SET which helped Supanee to benefit from loss avoided.   The action of the offenders contravened the

derivatives trading activities after having accessed the EY information system which contained clients’ audited, but yet to be disclosed, draft financial statements under responsibility of the audit group under

Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment

Bangkok, 28 February 2019 ? The SEC has updated the list of cryptocurrencies eligible for initial coin offering (ICO) investment or value comparison as base trading pair against other digital assets

Earlier, the Civil Sanction Committee resolved to impose civil sanctions on Mr. Thanawat, who was IFEC director and executive at the time of the offence. He was ordered to pay a civil fine and return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has therefore requested the public prosecutor in writing to file a lawsuit against Mr. Thanawat in the Civil C...