participated in a panel discussion on the topic, “Enhancing a Creative and Safe Digital Economy through the #ThaiPeopleStayInformed Campaign," recapping the SEC’s roles in protecting investors from falling
exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying
technology; (2) Defining clear roles, responsibilities, and involvement of the board of directors, including the governance body, to ensure secure, effective, and efficient IT practices and usage in the
and Recovery from COVID-19 in ASEAN หัวข้อ “HRDD and the Roles of Institutional Investor” โดยกล่าวถึงบทบาทของ ก.ล.ต. ในการขับเคลื่อนเรื่องธุรกิจกับสิทธิมนุษยชนในตลาดทุนไทยตามหลักการชี้แนะว่าด้วยธุรกิจ
officers of asset management companies to discuss and share views on business development and the board of directors’ roles are responsibilities regarding liquidity risk supervision. Now, the SEC is
on their respective roles and duties to drive the Thai capital market towards sustainability in line with the United Nations’ Sustainability Development Goals (SDG). The Initiative also aims to build
Excellence and (2) Stakeholders Relations whose roles include promoting and facilitating nationwide democratized access to products and services in the capital market. Moreover, the Corporate Finance
providers must select SEC-approved outsourcee and increase the roles of business providers regarding self-supervision. Business providers must regulate their outsourcing policies at least once a year, with
the near future. ?The SEC has placed importance and played active roles in MCMC forum and I am very pleased that other Mekong jurisdictions have done the same. We agreed that the meeting will be held
Bangkok, August 26, 2014 ? The SEC supports commercial banks and their subsidiaries to expand their businesses in relation to new capital market products by taking roles of financial advisors