Capital Fund Management Derivatives Fund Manager Business Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors Securities Brokerage Securities Dealer Securities Underwriter
brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border
fund supervisors No. Nor Jor. ( Wor) 6/ 2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the
Qualified Persons Acting As Fund Supervisors of Mutual Funds (No. 2). *** Ultra-High Net Worth (UHNW) Investor Funds refer to (1) mutual funds for institutional investors or ultra-high net worth investors