structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to whether the CRA can determine a high quality credit rating for the security
system in accordance with the prescribed standards so as to raise credibility of financial reporting of businesses in the capital market in accordance with the accounting standards established by the
increase of registered capital, the issuance and the allocation of the newly-issued shares to specific persons (Private Placement) and the convening of the Extraordinary General Meeting of Shareholders No. 1
, and expertise. For example, where the complexity of a security or the structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to
อกโดยไดรับ ความรวมมือจากบริษัทจดทะเบียนในตลาดหลักทรัพยตางประเทศ (“listed co.”) เพื่อมิให TCR เปนเครื่องมือ ในการระดมทนุ (raise fund) ของ listed co. นั้น รวมทั้งมใิหใช TCR เปนชองทางในการเลี่ยง
raising capital explicitly in advance and demonstrates clearly that the REIT does not have any objective to raise capital of the REIT other than what has already been specified [in the trust instrument
www.ucity.co.th Ref. No. U.SET 019/2017 October 30, 2017 Subject: Entire business transfer of Unicorn Enterprise Company Limited, capital increase, issuance of the U-W3 Warrants and U-W4 Warrants, issuance and
of such suitability. It shall also provide basic advice to the client in order to raise the client’s awareness on the importance of asset allocation and determine investment proportion or enter into a