the Office of the Securities and Exchange Commission concerning Approval of Juristic Person as Marketing Representative of Private Fund and Standards of Conduct. 9 Division 3 Agreement for appointing

such juristic person; (8) “ client solicitation ” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment plans for the clients as

juristic person; (8) “client solicitation” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment plans for the clients as well; (9

3 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration

103 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration

103 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration

hardcopy to the SEC.” Unofficial translation prepared by Legal Department PAGE 2 FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [ company’s

used the part of expenditures is not over 20 million baht for calculating of consent. Signature………………………………………………….Authorized director (Mr.Surin Tohtubtiang) Position Chief Executive Officer

not over 20 million baht for calculating of consent. Signature………………………………………………….Authorized director (Mr.Surin Tohtubtiang) Position Chief Executive Officer

of Information Intend to Examine by the Securities Company   Report/Form (Notification of Securities and Exchange Commission) Consent Form for Personal Information Disclosure    Contact The Securities