penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors demonstrating

Institute of Directors. **For more details including videos, graphics and information of past activities are available at the Capital Market Governance Promotion Initiative pages on www.capthai4good.com.  

other past behaviors demonstrating inappropriateness for acting as capital market business personnel.  Investors are strongly advised to always verify transaction confirmation documents to make sure

investors. SEC’s actions in this regard over the past months are as follows. 1.     Fund mobilization on the primary market: In August 2019, SEC considered allowing limited companies to mobilize funds on

Bangkok, 21 February 2019 ? The SEC has announced key achievements of the past year highlighting establishment of sustainable market foundation, regulatory reform in line with the changing global

the data of listed companies with at least 30 percent woman directors on the board (as of 31 December 2022) without any record of misconduct under the Securities and Exchange Act in the past year

SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business. Investors are strongly advised to immediately check mutual

the assessment of AGM quality. In the past years, the project members have performed their duties very well and helped raise awareness among major shareholders and the corporate management to realize

constructive outcomes.? Vasant Thienhom, SEC Deputy Secretary-General said, ?The SEC places a high priority on enforcement mechanism.  During the past years, the work procedures have been developed while law

ASEAN Economic Community which is scheduled for launch in 2015.  Over the past year, substantial progress was made in the targeted areas of (1) regional competitiveness and linkage, (2) product and