) engagement in agreements with clients prior to providing services shall comply with the regulations under Chapter 3; (4) provisions of investment analysis and consultation to clients shall comply with the
investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities : One or a combination of the following activities: (1) Attending training courses or
approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a combination of the following activities: (1) Attending training
, the Office has prescribed guidelines for renewal of approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a
across various business sectors and Thailand’s national sustainability agenda while also encouraging greater public participation in the capital market through long-term investments. “The SEC has expedited
the participation of businesses with paid-up registered capital and shareholders? equities not less than 20 million baht, or having either profit or retain earnings in the latest fiscal financial
e-service Online Submission See canceled document Business Operation Rules >> Engagement in Other Businesses (Section 98(8)) Type Title Section See Document Status Notified Date Effective Date 1
. นางสาวพรฤทัย โชติวิจิตร Biodiversity and Business Engagement officer, IUCN Thailand7. นางสาวพักตร์พิมล โชคดีปรีชากุล ผู้อำนวยการสำนักเผยแพร่และส่งเสริมการมีส่วนร่วม BEDO8. นางสาวณัฐฐิญา กงภูธร ผู้อำนวย