Page 1 of 8 Form 35 – NRI CIS Checklist for NRI CIS Application Form Name of NRI CIS: ________________________________________________________ Name of CIS Operator

investors (retail ASEAN CIS) ( Asia Region Funds Passport (ARFP) ( Foreign ETF This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be submitted to the

Republic of China and Thailand (HK-TH MRF) This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be submitted to the SEC Thailand within 45 days after

Manage and Operate Merchandising Space Agreement and disposal of ordinary shares in Groupwork Co., Ltd. (Revised template 2) 03/03/2022 09:39 Acquisition of newly issued ordinary shares in NINE by the

Oversea Bullion International Trading Company Oversea Bullion International Trading Company conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of

Mr. Chaiporn Pongmongkulsam Mr. Chaiporn Pongmongkulsam conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Oversea bullion international

T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was

Mr. Puttitorn Wongprakod Mr. Puttitorn Wongprakod conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a

Ms. Tanyarat Kritchaiwat Ms. Tanyarat Kritchaiwat conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a

Mr. Anusak Thongubol (or Visanu Rattanahiran) Mr. Anusak Thongubol (or Visanu Rattanahiran) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper