Securities and Exchange Act (No. 2) B.E. 2542 (1999), the SEC hereby issues the following regulations: Clause 1. In this Notification: “Fund” means any mutual fund or private fund; “Provident fund” means any
Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “ intermediary ” means a securities company and
Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “intermediary” means a securities company and a
Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “intermediary” means a securities company and a derivatives
attached hereunder: “ intermediary ” means a securities company or a derivatives intermediary. “ fund management company ” means a securities company licensed to undertake securities business in the category
denominated in foreign currency ” means any securities or derivatives which require payment in foreign currency, as follows: (1) inbound product ; (2) outbound product ; “ inbound product ” means a capital
denominated in foreign currency” means any securities or derivatives which require payment in foreign currency, as follows: (1) inbound product; (2) outbound product; “inbound product” means a capital market
Capital dated 5 June 2014 shall be repealed. Clause 3 In this Notification: “ intermediary ” means an intermediar y engaging in the business of investment advisory service or derivatives advisory service
Capital dated 5 June 2014 shall be repealed. Clause 3 In this Notification: “intermediary” means an intermediary engaging in the business of investment advisory service or derivatives advisory service which