Offering of Newly Issued Debt Securities is also granted an approval for offering for sale of debt securities to Institutional Investors (II), Ultra High Net Worth Investors (UHNW) and High Net Worth

rated for the issuance and offering for sale to institutional investors (II), ultra-high net worth investors (UHNW) and high net worth investors (HNW), unless the offering is in the form of private

securities. This is to ensure fair treatment between retail investors and foreign institutional investors executing the clearing and settlement of securities through custodian which is a member of TCH. The

and Recovery from COVID-19 in ASEAN หัวข้อ “HRDD and the Roles of Institutional Investor” โดยกล่าวถึงบทบาทของ ก.ล.ต. ในการขับเคลื่อนเรื่องธุรกิจกับสิทธิมนุษยชนในตลาดทุนไทยตามหลักการชี้แนะว่าด้วยธุรกิจ

characteristics, for example, investment units of mutual funds offered for sale to institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid

Suwanmongkol said: “Personnel in capital market business play a very important role in raising both institutional and retail investors’ awareness and knowledgeability on ESG-focused business practice and

., investment units of mutual funds for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, and structured notes

asset custody to institutional investors. Effectively, the proposed guidelines would level the playing field while maintaining an appropriate level of investor protection.In proposing these rules, the SEC

jurisdictions can submit the filing under ASEAN Disclosure Standards. In case of private placement to institutional and high net worth investors, they can submit single filing form in English version.In addition

be allowed by the end of this year.   Criteria for CIS to be offered will include (i) offer must be made only to institutional investor and high net worth investor with specified investment