have informed investment decision.  

, such as websites of DR issuers, underlying foreign securities and the Stock Exchange of Thailand.  Furthermore, investors must study terms and conditions of deposit agreements to have thorough

, dealers and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposed revision, IA, and LBDU operators will have to comply with the capital requirements variable to

-retail offering rules already in force, the ASEAN CIS cross-border offering rules will be comprehensive and more user-friendly. The proposed drat rules have been developed under the ASEAN Capital Markets

requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or

examinations recognized by the SEC and have work experience in preparing technical analysis researches. Also, they must not possess any prohibited characteristics of personnel in capital market. The consultation

Bangkok, March 25, 2015 ? Equity private placement deals of listed companies have been significantly increased recently while the existing rules do not cover certain circumstances that might be

asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a

Bangkok, October 12, 2015 ?The SEC is seeking public comments on the proposed revision to the crowdfunding rules, which have been effective since May 2015.  The revision aims to meet the following

Bangkok, October 12, 2015 ?The SEC is seeking public comments on the proposed revision to the crowdfunding rules, which have been effective since May 2015.? The revision aims to meet the following