disputes that could cause damage to the group’s assets exceeding 5% of the shareholders’ equity and has no other legal disputes that could significantly affect the group’s business operations.”At the time of

continues. SEC has therefore filed a criminal complaint against Artit with ECSD. Any person suffering damage from his acts should call ECSD at 0-2237-1199 to give information for pursuing further

period when the contravention continues. The SEC has therefore filed a criminal complaint against MRC - BIZ and Mr. Tanit Ratchanontanunkron with the ECD. Persons suffering damage from such investment

securities companies. Any transactions not ordered by investors themselves should be rejected or an objection should be made immediately to prevent potential damage

Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with

in such shares. As a result, the client was misled by the information and advice given by {A}, purchased such shares at the amount of 5 million baht, and suffered damage from the purchase.By giving

securities or derivatives, investors are advised to examine beforehand whether the solicitor is a legally approved or registered entity to prevent potential damage. The SEC list of licensed entities is

damage to investors. During these transactions, SET, after having found such trading orders, had given warnings to four securities companies that provided trading service to Surin, but SET still found

preventing and handling cybersecurity attacks to reduce damage to Thailand’s information infrastructure. _______________________________

evidence, complaints from 10 securities firms asking for legal actions against a number of persons, allegedly deceiving and defrauding the companies of the securities trading money, causing damage to the