and exchange; (4) Life insurance company under the law on life insurance business; or (5) Financial institution established under specific law. Clause 4. The person under Clause 3 will be granted the
securities and exchange; (4) Life insurance company under the law on life insurance business; or (5) Financial institution established under specific law. Clause 4. The person under Clause 3 will be granted
within 30 December 2018; (2) a company which is newly established to apply for the agricultural derivatives business license , except the companies under (1). Clause 4 An applicant shall be granted the
be granted the agricultural derivatives business license on the condition that the applicant has the following qualifications: (1) having a minimum paid-up capital of fifty million baht, unless the
…………................................................................. …………………………….......................................................................... telephone number…………………….. facsimile number ………………………… 2. Details for supplementing the consideration: 2.1 A license granted by the authorized organization or agency under the law (only in the case of a CB
appropriate, and provided that the SEC Office has granted a waiver, to be prepared in any other language. Division 2 Announcement of Examination Results and Disclosure on List of Units of Foreign ETF
granted the license or is in the process of applying for the derivatives clearing house license from the Securities and Exchange Commission. Clause 5 The applicant for the derivatives exchange license shall
securities have changed, and if such facts and circumstances had been known to the SEC Office prior to the approval of the offer for sale, the SEC Office may not have granted an approval for such offer for