) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing

number of pages for mutual funds with complex return structure. The management company shall provide additional information to ensure an understanding of the return structure by giving explanation in the

return structure. The management company shall provide additional information to ensure an understanding of the return structure by giving explanation in the pay-off diagram format, which should be placed

structure The management company shall provide additional information to ensure an understanding of the return structure by giving explanation in the pay-off diagram format, which should be placed in the

per share in respect of each class of shares in both the currency of the financial statements and the Thai Baht, including the formula used for any adjustments to dividends declared and giving

have to prioritize asset quality management while also maintaining prudent credit underwriting policies, along with cost efficiency and expansion of customer base and income by providing financial

, documents and evidence of investor contact such as record of giving advice, receiving of derivatives trading order and the details related to derivatives trading transaction, and documents and evidence

update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives trading order and the details related to derivatives trading transaction, and documents and

broker. Clause 10. Derivatives broker shall require service provider to keep, complete and update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives

Company may consider giving her a discretionary bonus. The transaction size of the total remuneration for 1 year will be in the range of 1–20 million baht or 0.03% - 3% of net tangible assets (whichever is