on findings, during 2008-2010, Shine had traded such 12 securities through his own and other persons? accounts as follows:     (1) Shares of Sub Sri Thai Warehouse Plc. ("SST") (Presently Sub Sri Thai

report of Country Group Securities PCL, the SEC probed into the case and found that {A}, a securities investment consultant and the executive vice president of the branch, traded securities on behalf of

statements.  Qualified businesses will enjoy various privileges; for example, join training courses on capital market and other related matters in preparation for becoming a publicly traded company, obtain

from Kiatnakin Securities Co., ltd. indicating that {C} had been authorized to make securities trading decisions on behalf of the client. For the period of approximately two months, he regularly traded

trading decision on client's behalf.The SEC also received complaint lodged by client of Classic Gold Futures Co. Ltd. that {F} had traded gold futures for client beyond client's instruction. The SEC found

traded fund) และ Mr. Anil Gaba, ORPAR Chaired Professor of Risk Management นักวิชาการจากสถาบันการศึกษาชั้นนำด้านบริหารธุรกิจ INSEAD โดยมีผู้บริหารกองทุนชั้นนำจากทั่วโลกมาร่วมรับฟังและแลกเปลี่ยนความคิดเห็น

Appeal Court, who had convicted all of the accused for such misconducts. ?The Appeal Court?s decision in this case will send a strong signal to executives of publicly traded company to become more cautious

ขายล่วงหน้า (exchange traded derivatives) ในต่างประเทศ และเป็นตราสารอนุพันธ์ตามคำนิยาม ซึ่งรวมถึงประเภทของสินค้าและตัวแปรอ้างอิงที่กำหนดไว้ใน พ.ร.บ. สัญญาซื้อขายล่วงหน้า ทั้งนี้ ต้องไม่เป็นสินค้าและ

the forms prescribed herein: “depositary receipt” means a depositary receipt representing foreign securities; “foreign securities” means securities traded on the foreign stock exchange; “unit of foreign

fund Fixed Income Multi-asset strategy/fund Money market fund Feeder fund Fund of Funds Exchange-traded fund Index fund Capital-guaranteed fund Any other type, please specify