for investment decision making. SEC Secretary-General Vorapol Socatiyanurak said the SEC in collaboration with the Association of Thai Securities Companies (ASCO) urges each securities house to conduct
, especially the labor force. If 100,000 workers start retirement saving by investing 10,000 baht in a retirement mutual fund every month, there will be 1.2 billion baht more fund flow in the capital market each
) Approving partial repayments of the bond principals in an aggregate amount of not less than 10 percent of the principal value of each bond series as of the bond issuance dates. The partial principal
Section 140 Securities and Exchange Act B.E. 2535 Section 140. The securities company shall prepare an account showing the financial condition of each private fund in the form specified in the
as organized by the SEC Office, shall be the dispute that represents the amount of damages claimed by each customer not more than one million baht. Clause 2. This Notification shall come into force as
, shall be the dispute that represents the amount of damages claimed by each customer not more than one million baht. Clause 2. This Notification shall come into force as from 16 April 2008. Notified this
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each