consultation paper can be found at https://www.sec.or.th/hearing. Stakeholders and interested parties are welcome to give comments and suggestions via the SEC’s website, or facsimile at 0-2033-9938 or 0-2263
landscape, the SEC has proposed the new rules that will give investors more investing tools in the form of portfolio advisory with execution and program trading while helping intermediaries to improve and
found at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to give comments and suggestions via SEC’s website, or facsimile at 0-2263-6116 or 0-2263-6456, or email: pheangna
meeting promptly so as to give shareholders an opportunity to appoint those they find appropriate as new directors, and to explain how his request for the DBD to review its decision or the intention to
give advice for those who are interested to operate business from now in order to make them understand standards in each aspect. This will be preparation for submitting applications for licenses once
, morality and ethics, which will be useful for the fourth and fifth-year reserve officer training cops students to live their lives and do their work in the future. The SEC officials will give lectures on
through such client?s account without record and evidence of trading orders. She failed to give the company and the SEC any evidence to prove otherwise. Kruawan?s actions were deemed trading securities for
from the company?s executives. Those who cannot attend the meeting and would decide to give proxy to others should be aware that giving proxy to others may entitled proxy holder to exercise voting right
investment diversification; and (7) the asset management company will be required to evaluate risk profile of, and give proper advice to, each fund member (suitability) who has investment choices
guarantee, loan, hire purchase or leasing of equipment, (4) give advice or provide services related to CDM projects and (5) be a joint operator of CDM projects. Investment in carbon credit fund, however, is