benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such

procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation;      1.4 Supervision of exchange-based trading to maintain continuity and reliability of the

, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment

) said ?The PPPK is committed to support the improvement in audit quality. We believe a reduction in inspection findings will contribute towards greater public trust in financial statements.  As a regional

global market environment. This year we are also celebrating the 20th anniversary and rebranding the SEC identity as a modern regulator and a visionary partner while staying committed to our working

potential, competitiveness, and attractiveness of Thailand’s capital market. The SET is fully committed to driving forward the Capital Market Attractiveness Initiative to enhance market appeal —from

five individuals committed offenses related to insider trading in TKN shares using undisclosed information they knew or possessed that positively affected TKN’s share price—specifically, TKN’s Q3/2022

0=Not aware, 1=Committed, 2=Declared, 3=Established, 4=Certified, 5=Extended

from voting. 8. Opinion of Board of Directors regarding related party transaction The Company’s Board of Directors and Audit Committed have agreed that related party transaction between Carnival Magic

% per annum 2. Committed portion under Standby Letters of Credit at 8% per annum 3. Commitment fee on unfunded portion at 2% per annum Since this transaction is between the Company and Link Capital I, a