: (1) securities brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; 2 Amended by the Notification of the Securities and Exchange Commission No. KorMor. 19/2560 Re
pocket อย่างเป็นระบบและเป็นมาตรฐานเดียวกัน เพื่อให้ผู้ถือหน่วยลงทุนสามารถติดตามสถานะและความคืบหน้าของทรัพย์สินได้อย่างต่อเนื่อง2. การปรับปรุงหลักเกณฑ์ suspension of dealing โดยกำหนดให้ บลจ. แจ้งข้อมูลแก่
information relating to side pocket operations, to enable unitholders to continuously monitor the status and progress of the assets.2. Revisions to the criteria on suspension of dealing, requiring AMCs to
Institution , a life insurance company under the Law on Life Insurance , and a financial institution established under other laws: (1) securities financing business; (2) brokerage, dealing or underwriting of
the Law on Life Insurance, and a financial institution established under other laws: (1) securities financing business; (2) brokerage, dealing or underwriting of any securities, which is not limited to
Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) 23/01/2004 06/01/2004 Notification of the Office of the Securities and Exchange
Exchange Commission OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor (codified as of 09/03/2004) (Synopsis) 19/03/2001 6. Report/Form (Notification of Securities and
Commission 44/2541 03/11/1998 01/01/1999 4. Notification of the Office of the Securities and Exchange Commission 29/2549 (Synopsis) 19/07/2006 5. Report/Form (Notification of Securities and Exchange
Management of Retail Funds,Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private Funds (Synopsis) 17/12/2015 16/01/2016 2. Notification of the Office of the Securities