SEC has also coordinated with the Department of Special Investigation (DSI), the Economic Crime Suppression Division, and the Technology Crime Suppression Division for their respective consideration

and submit the findings and views to public prosecutor who has authority to prosecute the case against the offenders. The consideration of whether person is guilty or not is thereafter vested on the

asset investment can be given. These criteria would be part of the consideration for laying out appropriate regulations. For example, (1) Investor qualifications related to financial condition and/or

. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action. _____________________Note:  * Details in SEC News No. 56/2563 published on 16 March 2020. https://www.sec.or.th/EN

Act B.E. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action.  ________________________ Note:  * Details in SEC News No. 56/2563 published on 16 March 2020

supervision of major shareholder reflects the actual controlling person, and is seeking public comments from stakeholders to gather and take into consideration the comments for the appropriate revision of

, such as notifications regarding handling of complaints or maintenance of capital/financial status.SEC welcomes and will take into consideration more public comments which may be related to

changes in owner’s equity and the cash flow statement. The public hearing in principle was held by SEC in early 2018 and comments of business operators were taken into consideration in preparing this

benefits of his wrongdoings, which total 4.16 million baht. The SEC has also reported the proceedings to the Anti-Money Laundering Office for further consideration. The fact that Mr. Thanawat was

association shall arrange a hearing with such persons and submit a report on such hearing to the SEC in support of the consideration for approval of the proposed rules. The consultation paper is available at