submission of information disclosure forms or any documents for SEC’s consideration. Eligible social enterprises are those registered with the Office of Social Enterprise Promotion. Social enterprises

complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more

consideration for  the issuance of SRI Fund regulations. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=729. Stakeholders and interested parties are welcome to

SEC has also coordinated with the Department of Special Investigation (DSI), the Economic Crime Suppression Division, and the Technology Crime Suppression Division for their respective consideration

and submit the findings and views to public prosecutor who has authority to prosecute the case against the offenders. The consideration of whether person is guilty or not is thereafter vested on the

asset investment can be given. These criteria would be part of the consideration for laying out appropriate regulations. For example, (1) Investor qualifications related to financial condition and/or

. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action. _____________________Note:  * Details in SEC News No. 56/2563 published on 16 March 2020. https://www.sec.or.th/EN

Act B.E. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action.  ________________________ Note:  * Details in SEC News No. 56/2563 published on 16 March 2020

supervision of major shareholder reflects the actual controlling person, and is seeking public comments from stakeholders to gather and take into consideration the comments for the appropriate revision of

, such as notifications regarding handling of complaints or maintenance of capital/financial status.SEC welcomes and will take into consideration more public comments which may be related to