records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send

temporarily suspending services as derivatives agent, closing a trading account, limiting positions or trading volume, closing out the positions or performing any other act relating to derivatives trading of

temporarily suspending services as derivatives agent, closing a trading account, limiting positions or trading 5 volume, closing out the positions or performing any other act relating to derivatives trading of

: ............................................................................... 8. Performing of audit work ( Full-time time used for performing audit work per week ........................ hour(s) ( Non-full-time time used for performing audit work per week

: ............................................................................... photo size 1 inch (taken less than 1 year) 8. Performing of audit work  Full-time time used for performing audit work per week ........................ hour(s)  Non-full-time time used for performing

4 audit firms that is different from the audit firm performing audit service for KWI during the past three years stated above. Additionally, KWI must submit the special audit report to the SEC within

any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly without professional due care is in violation of Clause 23(2) and he is deemed to have the prohibited

ideal candidates should also have other useful experiences for performing the Secretary-General role in alignment with legal intent, vision, mission, and objectives of the SEC to promote, develop and

Kanjanopas) in trading shares of Karat Sanitaryware Plc. ("KARAT") through her own account by using inside information. Such information was obtained by Apichart while performing duty as a chief legal counsel

relaxing the requirements, respectively.REITs regulations will be relaxed to allow the commercial banks performing a function of  REIT trustees to participate in REITs related businesses, providing that a