investment of mutual fund, private fund or derivatives investment management; “investment management assistant” means a person who performs the duty of assisting decision making to invest or trade capital
fund, private fund or derivatives investment management. “investment management assistant” means a person who performs the duty of assisting decision making to invest or trade capital market product and
, which covers the work as an assistant auditor, an engagement quality control reviewer, and an auditor who affixes signature in giving opinions on audit work; 2 Amended by the Notification of the Office of
Securities Institute and other training institutes accepted by the Office; “Executive” means any director, manager and executive director including deputy manager, assistant manager, department director and
executive director including deputy manager, assistant manager, department director and any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the
the Securities and Exchange Commission as qualified to be appointed as fund manager; “Person with Power of Management” means managing director, deputy-manager, assistant manager, department director
-manager, assistant manager, department director, branch manager and any person with other equivalent positions under different names; “Managing Director” means any person authorised by the board of