capital market.SEC has initiated a plan to push new channels towards an easier accessibility for investors to the capital market, and to be able to swiftly change the type of services or called “the ease
public email, e.g., twitter, facebook, as client? identity cannot be verified through these channels as client may give other his/her login name and password to send trading orders. In case client sends
branches have functioned as selling point of financial products including mutual funds and a network of channels for knowledge dissemination where most of investors make their investment decision. TBA is
enhanced to prevent exploitation of investors. Market accessibility via technological channels will be promoted to facilitate fundraising of small-and medium business enterprises and start-ups, and
transparency areas. The World Bank found that information disclosures in the annual reports of listed companies are primarily in line with international standards. There are also a variety of channels for
channels. Less than 20 percent of funds are sold through an open-architecture system. Moreover, media outlets should disclose costs or help promote long-term investment. Vorapol Socatiyanurak, SEC Secretary
profile. This would allow them to have sufficient assets to meet their needs for long-term living. Besides the existing channels for financial products distribution, the SEC has initiated a new license
new regulatory frameworks to support such alternative financing channels including equity crowdfunding regulations.? Chalee Chantanayingyong, SEC Deputy Secretary-General said, ?In 2014, the SEC has
) To set out rulemaking guidelines that will not impose unnecessary burdens on business sectors and develop international standard regulations; and (6) To expand interactive communication channels with