Civil Sanction Committee (CSC) has resolved to impose civil sanctions** on those 15 offenders, as summarized below. a. The offenders are required to make payments for the civil sanctions as
Penal Code.The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those 12 offenders, as summarized below: (1) The offenders are required to pay civil penalties
offenders above, as summarized below: (1) The offenders – namely, Satit and Sirivat – are required to separately pay a civil monetary penalty and a reimbursement of the investigative expenses incurred by
that NAUTIC has the accounting value and the fair value below zero may be a reason to suspect that NAUTIC may lack the capability to continue business operation in the long run; (3) It is unnecessary
Section 296/2 and civil sanctions under 317/4 and Section 317/5 of the SEA. The CSC has therefore resolved to impose civil sanctions on the four offenders above, as summarized below: (1) Thanaris
capital refer to those whose net capital fall below the minimum requirements. The requirements of net capital maintenance are: (1) Net Capital (NC) with liquid assets, after deducting total liabilities and
assets owned by issuers in the Thai public sectors or businesses established under Thai law, as summarized below: (1) Stocks listed on the Stock Exchange of Thailand (SET) and the Market for
executive in a securities issuing company or a securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or
securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or should have been received, and a reimbursement of the
expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below: (1) Mr