accounts. Those orders were submitted without sources and {ก} admitted that he took trading orders via mobile phone. In addition, he received the trading orders from one client for another client's
}, without informing the client, continued trading securities in an attempt to recover loss in this account. Also, it was found in the recorded conversation that {A} asked another client for permission to
the operation of core mass transit system under a concession dated April 9, 1992 lasting another 17 years. The said 23.5 kilometer routes consist of 23 stations connecting 17 kilometers from Mo Chit
Co., Ltd. (BBTVM) from BBTVM shareholders so as to acquire BBTVM?s six plots of land. GLAND will, after the share acquisition, direct BBTVM, then its subsidiary company, to purchase another plot of
procedures to determine the validity of such service providing was found. In case of another company, his observation and random count of physical inventories found discrepancy between the outstanding balance
another to falsify documents and make false entries of revenues from sales in SINGHA?s 2007 financial statements in a total amount of 543.3 million baht or 47.3 percent of the total of goods sold. This
which will expire by December 31, 2012, the suspension period shall therefore remain until then and the SEC will not consider his renewal application for another six months. The SEC also publicly
until then and the SEC will not consider his renewal application for another six months. The SEC also publicly reprimanded {B} for his inappropriate behaviors in performing duties as an investment
he received together with penalties. The investigation also revealed that during the client made the request for selling of investment units, {A} was serving another client. Without making any contact
trading order and the similar failure was found during the second investigation, in case of another client. Failure to record the securities trading orders was in violation of the Notifications of Capital