aims to raise public awareness in personal finance, retirement savings, accessibility to suitable financial products and services and investor right and protection. The 14 alliances include the SEC, the
country, international organizations, or recipients abroad, the SEC Office shall ensure that the destination agencies have sufficient security standards for personal data protection. 4. Retention and
SEC Office shall ensure that the destination agencies have sufficient security standards for personal data protection. 4. Retention and Retention Period of Personal Data The SEC Office retains your
to harmonize all regulations on foreign companies? share offerings and ensure that Thai investors have protection comparable to that under Thai law. In this regard, the foreign companies are required
percentage of fee that based on the performance (Performance fee) whereby the management company should perform the following 2.1 Prescribing a benchmark that is appropriate for the investment policy for the
the fund 2. Having rules of practice for prescribing the percentage of fee that based on the performance (Performance fee) whereby the management company should perform the following Page 10 of 32
related business (Section 22) Other related business Licensing / Registered Capital / Fees Business Conduct Securities Lending / Credit Balance (Section 102) Protection of Customer Assets (Section 98(3
ที่เป็นหลักการ (principle-based) ไม่ได้กำหนด วิธีการใดวิธีการหนึ่งเป็นการเฉพาะ ทั้งนี้ เพื่อให้เกิดความยืดหยุ่นในทางปฏิบัติสำหรับผู้ประกอบธุรกิจ เนื่องจาก ผู้ประกอบธุรกิจในตลาดทุนมีรูปแบบธุรกิจ ขนาด
มั่นคงปลอดภัยด้านเทคโนโลยีสารสนเทศ (Information Technology Security) ข้อ 2.2.2 การบริหารจัดการบุคคลภายนอก หน้า 1 7 ข้อ 2.5 การควบคุมการเข้าถึงข้อมูลและระบบ IT (access control) หน้า 31 ข้อ 2.5.3 กำหนด
investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an