accounting, legal and tax areas of the target investee company and the potential dilution effect.* The IFA thus advises against the approval of the proposed capital increase. MORE will propose the capital
above with the DSI for further legal proceedings. In this regard, since the offenses relating to unfair securities and derivatives trading practices also constitute a predicate offense under the Anti
justice, respectively. In this regard, the SEC will monitor progresses in the legal proceedings and will cooperate fully with relevant agencies to support legal enforcement under the SEA after the criminal
. The SEC has therefore filed the criminal complaint against the four persons with the DSI for further legal proceedings. Since the four persons are named in the criminal complaint, they are liable to
เสวนา Smart License and Legal Reform เรื่อง การคุ้มครองผู้ลงทุนเสียงข้างน้อย โดยมุ่งเน้นให้เกิดความโปร่งใสในการคุ้มครองนักลงทุนเมื่อเกิดกรณีพิพาทเกี่ยวกับการลงทุน และเพื่อให้นักลงทุนเกิดความมั่นใจว่าจะได้
such sanction; however, they refused to pay the civil penalty. Consequently, the SEC forwarded the case for the public attorney to bring a further legal action in the Civil Court. In this regard, a
to Mrs. Sirivipa Supantanet, SEC assistant secretary-general, the SEC has always been supportive of efforts to set up an IFEC shareholders meeting to elect new directors in order to fulfil the legal
oversight of persons with the power of management and major shareholders, the imposition of penalties, and statues of limitations for legal proceedings. These proposed amendments are intended to enhance
) (SEA). The SEC has therefore filed the criminal complaint against Wichai with the ECD for further legal proceedings. As a result, he is deemed to have untrustworthy characteristics of directors and
associated persons with the ECD for further legal proceedings. In this connection, investors suffered damage from investing with the companies can contact the ECD in this matter at Tel: 0-2237-1199.The SEC