Champeeratana Chairman Securities and Exchange Commission As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 14/2560 Re: Application for the Agricultural Derivatives Business
within 30 December 2018; (2) a company which is newly established to apply for the agricultural derivatives business license, except the companies under (1). 1 As amended by the Notification of the
. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008), and Section 96 of the Securities and Exchange Act (No. 2) B.E. 2542 (1999) together with Section 11(1) of the
enters into an agreement to borrow securities from a securities company for making a short sale, but excluding a securities borrower being an institutional client; 1 Repealed and amended by the
Clause 8 of the Notification of the Securities and Exchange Commission No. KorThor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker dated 22 December 2004 as amended
(2003) as amended by the Derivatives Act (No. 2) B.E. 2551 (2008) which contains certain provisions in relation to the restriction of rights and liberty of persons which Section 29, in conjunction with
as amended by the Notification of the Securities and Exchange Commission No. KorThor. 25/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker (No. 3) dated 25 October
Broker dated 22 December 2004 as amended by the Notification of the Securities and Exchange Commission No. KorThor. 25/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker