Securities and Exchange Act B.E. 2535 (1992) (SEA), has instructed GIFT to clarify the followings:   (1) The reasonableness of the transactions, which potentially result in (a) conflicts of interest within the

headlined: “SEC files criminal complaints against 25 former IEC executives and associates for fraudulent acts and exploitation of the company’s interest” published on 31 October 2017: https://www.sec.or.th/EN

for their own interest or other persons’, causing damage to AJD.  In the case of AJD price manipulation,* the SEC has found facts and evidence that during the month of June 2014, Amorn (at the time

Board, pursuant to Paragraph 2 of Section 35 of the Emergency Decree, resolved to order Zipmex to suspend its business operations and complete the rectifications within the set timeframe. Additionally

Currently, private entities show interest in issuing and offering multiple lots of digital tokens that are based on projects with similar type of underlying or invested assets, such as music

balance mechanism to protect the rights of digital token holders. The ICO issuer must establish a check and balance mechanism and measures to prevent and manage conflicts of interest. Such mechanism and

the bond market in 2019, which was approved by the boards of directors of both SEC and SET. The revised regulations are expected to be enforced in the first quarter of 2020, including (1) limiting the

According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that during 4 - 22 December 2014, 13 persons colluded to manipulate the price of

, President of the Stock Exchange of Thailand (SET), Secretary General of the Association of Thai Securities Companies (ASCO), Chairman of the Association of Investment Management Companies (AIMC), Chairman

select a key issue of their interest for a three-year governance promotion campaign, set tangible goals and report the progress on a yearly basis. The first reporting will be due in March 2020, the