education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund

, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement

pushed securities price , which violated the Stock Exchange of Thailand (SET)'s rules. The SEC is of view that investor contact should exercise his own discretion on trading orders received from the client

Thailand and required to seek shareholders?approval with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights. Independent Financial Advisor (IFA) describes in its

and required to seek shareholders?approval with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights.Independent Financial Advisor (IFA) describes in its report that

seek shareholders? approval for the acquisition with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights.JD Partners Co., Ltd., the IFA, indicates that WAVE?s

investment management company may consult with fellow AIMC members, or exercise the voting right at the shareholders? meetings and report the voting results and any other relevant action to the clients. This

cash equivalents increased from the exercise of rights to convert warrants to ordinary shares for the period, trade and other receivables decreased from repayment from foreign customers, other current

the exercising of ECF-W1 which expired since July 28,2017 at the exercise price Baht 0.50 per share, from the exercising of ECF-W2 No. 1/6 on November 25, 2017 at the exercise price Baht 3 per share and

31, 2017 from the increase of paid-up capital which equivalent to Baht 32.35 million together with share premium from the exercising of ECF-W1 that expired in the year 2018 at the exercise price Baht