Mr. Warot’s authorized access to the draft financial statements in the EY information system and the inside information given to him by Ms. Jeeraporn, who was assistant auditor holding the senior
to be reported to their Board of Directors at least on an annual basis. Clause 7. Securities company shall arrange for on-going training for all employees, including those delegated by the companies
at least on an annual basis. Clause 7. Securities company shall arrange for on-going training for all employees, including those delegated by the companies, so as to ensure compliance with this
Features and Key Risks of Structured Notes General Risks Information of the Issuer Nature of Business Use of Proceeds Secured Creditor Common Creditor / Senior Creditor Subordinated Creditor Preference
entitled to one vote. In the event of a tied vote, the chairman of the meeting may exercise a casting vote. Clause 13. In performing the power and duty of the administrative panel or the SEC which is not an
Managing Director of ACS Capital 3 Ms. Kannika Kursirikul is the Non-Executive Director of AEONTS and ACS Capital 4 Mr. Kazumasa Oshima is the Senior Executive Vice President of AEONTS and the Non- Executive
AEONTS and ACS Capital 3Mr. Kazumasa Oshima is the Senior Executive Vice President of AEONTS and the Director of ACS Capital 4Mr. Junichi Iwakami is the Senior Executive Vice President of AEONTS and the
, Head of Sustainable Investment – Fixed Income and Senior Portfolio Manager at Nomura Asset Management, who shared his perspectives on promoting transition investment. Also participating in the exchange
during 1 April 2016 - 4 May 2016. In so doing, (6) Mrs. Supritha Pai Kasturi, Senior Manager of PTL Finance and Accounting Department, helped to execute the PTL purchase orders before the inside