Exchange Commission No. Kor Thor. 33/2560 Re: Maintenance of Financial Condition of Licensed Derivatives Broker ________________________ By virtue of Section 9 and Section 49 of the Derivatives Act B.E. 2546
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
to the share price but not yet publicly disclosed. After Mr. Itthipat (CEO and director) and Mr. Nutchatpong (Managing Director – Business Support), knew or possessed such inside information, Mr
Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of Section 14 and the second paragraph of Section
Securities Brokerage and Securities Dealing which are not Debt Instruments (No. 2) dated 15 February 2001, published in the Government Gazette Vo1. 118, Special section 18Ngor, dated 23 February 2001
are not Debt Instruments dated 26 September 2000, published in the Government Gazette Vo1. 117, Special section 102Ngor, dated 5 October 2000. Notification of the Securities and Exchange Commission No
of Securities Companies _____________ By virtue of Section 16/6 and Section 103 (4) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551