received and keep the general public from realizing of such obligation. The above offences were in violation of Section 307, 311, 312(1)(2)(3) and 313 of the Securities and Exchange Act of 1992 in several
attend and exercise voting rights at AGM was non-compliance with the law on public limited company.Earlier, the SEC received complaints stating that Chairman of the Board of Nation Multimedia Group Public
at 235/15, Sukhumvit 31, North Klongtan Sub-district, Wattana District, Bangkok ? and Mr. Robbirt solicited them to make investments based on the company?s advice and management in order to gain tax
: www.mpf.co.id, www.ascotfx.com and www.maxglobalbullion.com.From the SEC?s finding, these firms operated a derivatives business without license or registration with the SEC, in violation of Section 16 of the
at least the material information as follows: (1) provision that the management company shall prepare the register of unitholders in accordance with the rules issued under Section 125(5) of the
misconduct of MRC - BIZ is liable to offering for sale of digital tokens and operating digital asset exchange without license, which is a legal offense under Section 17 and Section 26 subject to the
the group. They also boosted up UKEM share's closing price from 2.60 baht per share on July 18, 2008 to close at 6.20 baht per share on August 20, 2008; resulting an increase of 3.60 baht or 138.46
to believe that Mr. Suphan Sethapanich has obtained benefits from selling the bills of exchange (B/E). He, therefore, committed an offense under the second paragraph of Section 281/2 and Section 311 of
Pol.Col. Kitti Sapaothong, and Deputy Superintendent Pol.Lt.Col. Rattapol Noichangkid, conducted a raid on the company's office located at 48/7-8 Soi Ratchadaphisek 20 (Rungruang), Samsennok, Huaykwang
, after receiving report on suspicious activities. The SEC?s investigation and evidence found at the site indicated that during August 2009 ? February 2010, both companies had presented themselves on a