Bangkok, March 27, 2013 ? The SEC has reiterated securities companies to instruct investment consultants to give securities trading advice based primarily on fundamental factors of securities
Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume. He
because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to
Bangkok, October 8, 2014 ? The SEC suspended Atthapol Klabklan, a capital market investment consultant of Krungsri Securities PLC., for trading securities on behalf of client. Following a report
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Facebook page Trading Thai stocks HSH impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)
Facebook page Aurora Gold Trading Exchange impersonates Aurora Design Plc. : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)
Facebook page Gold online trading impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 06/08/2024)
Facebook page USD trading Gold Onilne impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 07/08/2024)