Representative Office Abroad Securities Company / Derivatives Intermediary 23/07/2013 3. Notification of the Office of the Securities and Exchange Commission OrThor. 12/2543 Re: Moving of the Securities
. Kenichiro Fujimoto 8. Mr. Tomohiko Kasai Representative of major shareholders Common Directors Related person
, of the person with equivalent authority, of other partners or equivalent, of other licensed CPAs or of assistant auditors in such audit firm, are not director, executive or representative of the
equivalent authority, of other partners or equivalent, of other licensed CPAs or of assistant auditors in such audit firm, are not director, executive or representative of the company or its subsidiaries for
Fund Selling Representative Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 100 12/03/1992 16/05/1992 Contact The Securities and
> Asset Management Businesses > Marketing Representative of Derivatives Fund Manager Market Data SHARE : Detail Content No. List of Licensees Approval Date 1 https://www.sec.or.th/EN/Pages/MarketData
รับผิดชอบในการซื้อขายหน่วยของโครงการจัดการลงทุนต่างประเทศดังกล่าวในประเทศไทย (4) มีตัวแทน (local representative) ซึ่งเป็นบริษัทหลักทรัพย์ที่ได้รับใบอนุญาตให้
investment grade* from an international credit rating agency established under foreign law (international CRA), (ii) appoint a bondholder representative, and (iii) register the baht bonds with the Thai Bond
official authority’s freezing payments from of such sale, as well as debts from having clients’ asset custody or acting as a representative of such asset custody for a business operator who engages in