to study information carefully and exercise their rights to protect their own interests, as well as seek further clarifications from NCL executives to obtain comprehensive details for making a voting
for listed and regulated companies. We expect our collective efforts will help to increase investors? knowledge and understanding of their rights and how to exercise them effectively. We also encourage
day; c. the day on which investors have the right to exercise convertible bonds or warrants. In the case where the board of directors sees a reasonable ground for the best interest of the
education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund
, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement
pushed securities price , which violated the Stock Exchange of Thailand (SET)'s rules. The SEC is of view that investor contact should exercise his own discretion on trading orders received from the client
Thailand and required to seek shareholders?approval with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights. Independent Financial Advisor (IFA) describes in its
and required to seek shareholders?approval with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights.Independent Financial Advisor (IFA) describes in its report that
seek shareholders? approval for the acquisition with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights.JD Partners Co., Ltd., the IFA, indicates that WAVE?s
investment management company may consult with fellow AIMC members, or exercise the voting right at the shareholders? meetings and report the voting results and any other relevant action to the clients. This