structured features. Such conditions may mislead investors into believing that B/E is entitled to the same protection as bank deposits when in fact transferors of B/E are subject to recourse by subsequent

During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism

. Several projects and activities related to enhancing the quality of financial reports are organized on a continuing basis to strengthen credibility of finanical reports and investor protection. This

the competition, align and enhance the supervision of alike activities, and provide investors with proper protection. SEC therefore invites public to submit their comments on the proposed amendment

country's criteria as well. This latest Additional Guidance facilitates the smooth offering of Hong Kong's ESG Funds in Thailand in accordance with the SEC standards. Ms. Pornanong Budsaratragoon, SEC

ever-growing asset management business by, for example, relaxing several requirements. In so doing, appropriate investor protection is maintained, and more investment choices promoted.? Such amendments

data standards to facilitate the exchange of open data among business operators for better convenience of investors. After taking the respondents’ opinions and suggestions into consideration, the SEC

establish data sets and standards for certain information. The key points are summarized as follows:           (1)  To revise the reporting scope for business operators to include the submission of data

mutual funds for institutional investors (general mutual funds). This is to promote flexibility in support of guidelines of asset mangement companies under the regulations of the same standards.  The

investment unit brokerage to maintain ongoing capital at a ratio appropriate for their business and in line with international standards. In addition, the new rules would enhance business continuity while