person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289
Mr. Kaow or Sakkarin Sricharoen Mr. Kaow or Sakkarin Sricharoen operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E
Mr.Wutthilers Meeprathom Mr.Wutthilers Meeprathom, Authorized director who is responsible for the operation of Max Metal Corporation Public Company Limited ("MAX"), did not order or act in
in accordance with the duties of responsible person regarding MAX failure to prepare and submit the financial statement for the year 2023 within the period as specified by the notification of the
in accordance with the duties of responsible person regarding MAX failure to prepare and submit the annual report for the year 2023 (Form 56-2) within the period as specified by the notification of the
Mr. Pichet Sithi-amnuai Between 1 September 2022 and 15 September 2024 Mr. Pichet Sithi-amnuai, as Managing Director of Bualuang Securities Public Company Limited (“BLS”) and the person responsible
Miss Tanika, in a juristic person and trading accounts related to the trading of MILL shares. 18/05/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
Miss Tanika, in a juristic person and trading accounts related to the trading of MILL shares. 31/05/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
Miss Tanika, in a juristic person and trading accounts related to the trading of MILL shares. 16/05/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :