consecutive days. In addition, digital asset business operators are required to maintain net capital in accordance with the specified conditions to handle potential risks and liabilities from duty performance
wishes to maintain the approval status, such person must take a refresher course and pay the renewal fee every two-calendar year period at the amount of 1,000 baht in case of investment consultant
on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without
each type of capital market products and investment proportion. Trading orders will be executed according to the selected portfolio advisory and will be monitored and rebalanced to maintain its
maintain trust from shareholders and stakeholders consistently. In addition, the role of shareholders to follow up companies? business operations will help promote companies? transparency and accountability
). Concurrently, the SEC is unable to maintain his name on the Executive Database.In any case, the filing of a criminal complaint commences the criminal justice administration; whereby the court will judge the case
reflects ultimate controlling persons and enables such operators to maintain credible major shareholders, as well as to ensure consistency in the supervision of businesses under the SEC’s oversight. In
controlling persons. The initiative aims to ensure that such persons possess the required qualifications without any prohibited characteristics, thereby enabling business operators to maintain credible and
on risks and possibility of major operational disruptions due to a possible emergency incident, as well as analyse a business impact and assess damages from major operational disruptions, so that
emergency incidents which may cause major operational disruptions to the critical functions Companies shall arrange an assessment on risks and possibility of major operational disruptions due to a possible