client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing

discussions on  opportunities and challenges of SMEs as well as regional growth opportunities of asset management business will be held on November 30.SEC Secretary-General Vorapol Socatiyanurak revealed that

Development Goals (SDGs) into their business operations, while also understanding the risks and opportunities in the context of Sustainability. The workshop provided insights into the connection between the

companies, enabling them to evaluate and manage sustainability impacts and incorporate information into annual reports or Form 56-1 One Report. The training took place at The Athenee Hotel Bangkok from 23

สิทธิมนุษยชนให้แก่ภาคธุรกิจในตลาดทุนไทยตามที่ได้รับมอบหมายพันธกิจตามแผนปฏิบัติการระดับชาติว่าด้วยธุรกิจกับสิทธิมนุษยชน ระยะที่ 1  (พ.ศ. 2562 – 2565) หรือ National Action Plan on Business and Human Rights

 Bangkok, February 21, 2014 ? The SEC is seeking public comment on revising the regulations concerning independent directors of licensed securities and derivatives business operators. The proposed

, contravening Section 343 of the Penal Code. On September 27, 2017, The Supreme Court ruled that the accused operated unlicensed securities business in the name of BENSON DUPONT in violating section 90 of SEA and

Bangkok, December 27, 2012 - The SEC imposed a one-month suspension on three investment consultants of Phillip Securities (Thailand) Plc. for not taping clients? trading orders, effective from

One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to

will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related. Investor Alert Please