website, or through facsimile number 0-2695-9915 until June 14, 2012.

available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the website or facsimile number 0-2263-6301 and 0-2695-9825 or e-mail at subhara

Stock Exchange of Thailand (SET). In case where irregular trading is found, the SET as a front-line regulator will refer the case to the SEC for further investigation. At present, a number of cases

website, or through facsimile number 0-2695-9763or e-mail seccom@sec.or.th until June 8, 2011.    

lapse on January 24, 2011 while the case is still under the DSI?s consideration. As the case involves a number of witnesses and evidence, it is unlikely to be able to bring the case onto court within the

number of shares reserved for conversion of all debentures offered, assumption on estimation of the conversion price, if set as a formula calculable on future price of shares, opinion of board of directors

total number of REIT units sold, the limit applicable to other unitholders. The relaxation aims at enabling trustee participation in firm commitment deals of underwriting REIT units.  The above amendments

via internet trading accounts of the clients. In case of {B}, the SEC found that he failed to record a large number of clients' securities trading orders. {B} admitted to his employer that he took those

} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading

the website, or facsimile number at 0-2263-6404 or email address at nat@sec.or.th until July 18, 2014.