information presented to them, the Office may order the securities company under Clause 18 to obtain prior approval for each advertisement. Notified this 6th day of February 2008. (Mr. Thirachai
the securities company under Clause 18 to obtain prior approval for each advertisement. Notified this 6th day of February 2008. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the
Appointing Independence Director of Securities Company or the Notification of the Office of Securities and Exchange Commission concerning Rules on Rendering a Waiver of Appointing Independence Director of
concerning Rules on Rendering a Waiver of Appointing Independence Director of Securities Company or the Notification of the Office of Securities and Exchange Commission concerning Rules on Rendering a Waiver
Director of Securities Company or the Notification of the Office of Securities and Exchange Commission concerning Rules on Rendering a Waiver of Appointing Independence Director of Derivatives Intermediary
financial institutions: (a) a commercial bank under the Law on Financial Institution ; (b) a life insurance company under the Law on Life Insurance ; (c) a financial institution established under any other
institutions: (a) a commercial bank under the Law on Financial Institution 1 ; (b) a life insurance company under the Law on Life Insurance 2 ; (c) a financial institution established under any other law. (2
e-service Online Submission Executives of securities companies and personnel in securities business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the