reference. Notification of the Securities and Exchange Commission No. Kor Thor. 50/2548 Re: Preparation and Disclosure of Financial Statements of Derivatives Exchange and Derivatives Clearing House By virtue
established under following Notifications: (1) Notification of the Securities and Exchange Commission on Rules, Conditions and Procedures on Establishment and Management of Property Fund to Solve the Problem in
Financial Statement & Auditor Approval (section 106) Publisc Disclosure (section 108) Reporting & Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities
TRANSLATED VERSION As of January 15, 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
presented in latest financial statement, audited by auditor, not less than the ratios as specified in the Notification of Securities and Exchange Commission concerning the Maintaining Capital Adequacy of
regard, in case the intermediary has raised its capital after the date of the latest financial statement, 1 The regulations concerning net capital rules hereby refer to: (1) The Notification of Securities
which the transaction size as basis no.2, the calculation based on total value of consideration paid or received according to the Notification of the Capital Market Supervisory Board No. Tor.Jor. 20/2551
. ------------------------------ Notification of the Capital Market Supervisory Board No. TorNor. 76/2552 Re: Rules, Conditions and Procedures for Liquidation of Mutual Funds By virtue of Section 16/6 of the Securities and Exchange Act B.E