) derivatives trading by the client has or may have an impact on the orderly trading of the derivatives exchange, or has caused or may cause the trading price to deviate from normal market conditions; (b) the
, regulations, or requirements set out by the Securities and Exchange Commission, the Capital Market Supervisory Board, the SEC Office, or the relevant derivatives clearing house; (3) an event which causes a
สำหรับเครื่องจักรที่เคลื่อนย้ายได้ (Market Value in Exchange)” หมายถึง ประมาณการในรูปของ จำนวนเงินซึ่งทรัพย์สินสามารถเปลี่ยนมือกันระหว่างผู้ซื้อและผู้ขายที่มีความเต็มใจและปราศจากแรงกดดันให้ซื้อหรือขาย โดย
/2553 Re: Approval of Auditors in the Capital Market Whereas Section 61, Section 89, Section 106, Section 199 and Section 217 of the Securities and Exchange Act B.E. 2535 (1992), and Section 140 of the
Notification as a result of the offer for sale of debt securities; (2) Notification of the Capital Market Supervisory Board and Notification of the Securities and Exchange Commission concerning the Establishment
14th Day of September 2010. - Signature - (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board Note: please note
representative is inspected. 7 Law on Securities and Exchange means the Securities and Exchange Act B.E. 2535 (1992) ** This sub clause has been modified by the Notification of the Capital Market Supervisory Board