markets of the World Federation of Exchanges (WFE) whereas the eligible funds must be established and managed by securities firms licensed by member regulators of the International Organization of

implement efficient, reliable and systematic credit rating methodologies and operate independently without conflicts of interest. Inputs must be managed efficiently while disclosure of public information must

mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates.  Eligible CIS must be managed by CIS operator subject to supervision of ASEAN

days from the end of such time period. Once the permission is obtained, the mutual fund management company shall immediately appoint a new mutual fund supervisor to replace the former one. Division 2

/News_Detail.aspx?SECID=9721 SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market

, Paris, former Director of the London School of Economics, will share his experience in supervising financial institutions in Europe and Euro zone crisis and solutions on the topic of Capital Markets

NMG current and former executives/directors for manipulating the company’s income statement financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET

(SETLink) by 19 December 2024. Earlier, the SEC filed a criminal complaint against former directors and executives of NUSA with the Department of Special Investigation (DSI)* for colluding to dishonestly

Bangkok, 27 June 2024 – The Securities and Exchange Commission (SEC) would like to inform the public that the asset attachment order imposed on Mr. Chanin Yensudchai, former director of Stark

Bangkok, December 30, 2010 - The SEC filed an additional criminal complaint with the Department of Special Investigation (DSI) against Ratchasak Susewi, former Chairman and Chief Executive Officer of