) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to
securities - เดิม : หลักเกณฑ์ของไทยกำหนดทรัพย์สินที่กองทุนสามารถลงทุนได้ (“eligible assets”) แยกตามประเภทตราสาร เช่น ตราสารทุน
and international demand, which affected from the impact of coronavirus (COVID-19) pandemic. The measures of the government sector to control the spread of the virus, therefore the limit of inbound and
investment limit of retail investors in case of digital tokens backed by real estate or income streams from real estate as the underlying (real-estate backed ICO) and digital tokens backed by infrastructure or
The SEC’s amended regulations related to shelf filing of ICOs and the change to the limit and total amount of funds raised from retail investors aim to increase options and flexibility for ICO filing
market. The rest can invest in other assets investible by debt securities funds and investment in distressed bonds is prohibited; (5) Concentration in corporate bonds of any issuing company must not
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)