for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis) 03/08/2009 01/09/2009 7. Notification of the Office of the Securities and Exchange Commission 10
brokerage of debt securities or investment units, shall have paid-up registered capital of not less than five hundred million baht, effective from 1 January 2012 onwards. Clause 3. The securities company
securities business in the category of securities brokerage, excluding the securities company licensed to undertake securities brokerage of debt securities or investment units, shall have paid-up registered
mutual fund Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual https
Office of the Securities and Exchange Commission SorNor. 14/2552 Prospectus for Offer for Sale of Newly Issued Investment Units of Property Funds for Solving Financial Institution Problems and Property and
Prospectus for Offer for Sale of Newly Issued Investment Units of Property Funds for Solving Financial Institution Problems and Property and Loan Funds http://capital.sec.or.th/webapp/nrs
financial https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6077 SEC public hearing on draft amendments to the regulations related to repo/reverse repo agreement on listed securities and investment units